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Protecting and accumulating wealth for our clients.

Swan Wealth Advisors was founded in 1997 by CPA Randall W. Swan to supply investment management services not available to most advisors. Early in his financial career, Randy saw that options could be used as an opportunity for minimizing investment risk. He developed a tool that the larger firms were not willing to utilize due to their traditional mindset and static investment approach. The result of this out-of-the-box thinking was the proprietary Swan Defined Risk Strategy, which has provided superior risk adjusted returns via various hedging and income-generating investment techniques.

Small and highly successful.
We maintain a staff of 10 from our global headquarters in Durango, Colorado as well as our offices in Puerto Rico and Tampa, Florida. Our small size means our advisor clients can speak directly to Swan investment managers who are monitoring the markets and implementing the Defined Risk Strategy. We avoid multiple layers of management to provide superior customer service. Our Durango location removes us from herd mentality and traditional investment approaches that pervade bigger firms in major metropolitan areas.

Our Team

Randy Swan, PresidentRobert Swan,
COO & Director of Technology
Sean McCaffrey,
Director of Business Development
Jamie Atkinson, Director of National SalesJim Engelken, Investment Manager, Chief Compliance OfficerJustin Starnes, Director of Client Relations
Justin Bates, Director of Internal OperationsEthan Bates, CPA, ControllerChris Gilman, CPA,
Director of Research
Patrick Stiefel,
Director of Trading